Investor Advisory Panel Agenda — March 242023

Meeting Date Friday, March 24, 2023
Meeting Time 1PM – 5PM EST
Location Videoconference
Members

Dorothy Sanford (Chair)

Moshe Milevsky (Vice Chair)

Kerry Baisley

Heidi Conrad

James Emmerton

Cristie Ford

François Lavallée

Andrew Nicholson

Enoch Omololu

Invitees

CIRO staff:

Jennifer Armstrong – General Counsel & Corporate Secretary

Richard Corner – Vice-President and Chief Policy Advisor, Member Regulation

Sean Hamilton – Director, Public Affairs & Member Education

Suzanne Lasrado – Vice-President, Member Services & Innovation (acting)

Karen McGuinness – SVP Member Regulation (MFD), Membership Intake & Innovation

Tatsiana Okun – Associate General Counsel, Litigation

Elsa Renzella – SVP Enforcement & Registration

Andrew Werbowski – Director, Enforcement Litigation

External:

Jean-Paul Bureaud, Executive Director, President and CEO, FAIR Canada

Erin O’Connor, Managing Director & EVP, HiFi

 

TIME (EST) AGENDA ITEMS PRESENTERS
1:00 – 1:45 PM 1. CIRO Branding update

Sean Hamilton

Erin O’Connor

1:45 – 2:15 PM 2. Disgorgement proposal

Tatsiana Okun

Elsa Renzella

Andrew Werbowski

2:15 – 2:45 PM 3. Approach for the development and implementation of consolidated CIRO Dealer Rules Richard Corner
2:45 – 3:00 PM BREAK
3:00 – 4:00 PM 4. FAIR Canada Investor Survey Jean-Paul Bureaud
4:00 – 5:00 PM 5. Administrative matters Dorothy Sanford