During the transitional phase, activities carried out in Québec by mutual fund dealers registered in Québec will remain subject to the provisions of Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and the applicable laws of Québec. The Autorité des marchés financiers (AMF) and the Chambre de la sécurité financière (CSF) will continue to regulate these activities during this transitional phase. Here are some helpful details to guide you during this phase:
If you have questions concerning the registration of a mutual fund dealer in Québec or one of its Dealing Representatives, you can check the AMF’s Register of firms and individuals authorized to practice.
To request information regarding a mutual fund dealer in Québec or one of its Dealing Representatives, you may contact the AMF at any of the following numbers:
Québec City: 418-525-0037
Other regions: 1-877-525-0337
To make a complaint against a mutual funds dealer or one of its Dealing Representatives, or to report fraud or suspicious activity involving a mutual funds dealer in Québec or one of its Dealing Representatives, contact the AMF for assistance.
The Fonds d’indemnisation des services financiers (financial services compensation fund) may compensate individuals who fall victim to fraud while doing business with a Dealing Representative. For questions in this regard, contact the AMF.