Skip to main content
Logos of IIROC and MFDA
  • English
  • Français
  • Questions/Complaints
  • mfda.ca
  • iiroc.ca
  • About New SRO

    About New SRO‌

    • Executive Leadership Team
    • Board of Directors
    • Careers
    • Governance & Bylaws
    • National Council and Regional Councils
    • Board Committees
    • Advisory Committees
  • Office of the Investor

    Office of the Investor‌

  • Interim Rules

    Interim Rules‌

    • Policy Initiatives
    • Investment Dealer and Partially Consolidated Rules
    • Mutual Fund Dealer Rules
    • Universal Market Integrity Rules
  • Frequently Asked Questions (FAQs)

    Frequently Asked Questions (FAQs)‌

    • New SRO Investor Advisory Panel – Frequently Asked Questions (FAQs)
    • New SRO Interim Rules – Frequently Asked Questions
  • Mutual Fund Dealers - Québec

    Mutual Fund Dealers - Québec‌

    • Members
    • Public
  • Becoming a Dealer Member

    Becoming a Dealer Member‌

    • Becoming a Dual-Registered Firm
  • About New SRO

    About New SRO‌

    • Executive Leadership Team
    • Board of Directors
    • Careers
    • Governance & Bylaws
    • National Council and Regional Councils
    • Board Committees
    • Advisory Committees
  • Office of the Investor

    Office of the Investor‌

  • Interim Rules

    Interim Rules‌

    • Policy Initiatives
    • Investment Dealer and Partially Consolidated Rules
    • Mutual Fund Dealer Rules
    • Universal Market Integrity Rules
  • Frequently Asked Questions (FAQs)

    Frequently Asked Questions (FAQs)‌

    • New SRO Investor Advisory Panel – Frequently Asked Questions (FAQs)
    • New SRO Interim Rules – Frequently Asked Questions
  • Mutual Fund Dealers - Québec

    Mutual Fund Dealers - Québec‌

    • Members
    • Public
  • Becoming a Dealer Member

    Becoming a Dealer Member‌

    • Becoming a Dual-Registered Firm
  • English
  • Français
  • Questions/Complaints
  • mfda.ca
  • iiroc.ca

Breadcrumb

  1. Home >
  2. Interim Rules >
  3. Universal Market Integrity Rules

Universal Market Integrity Rules

Universal Market Integrity Rules (PDF)

Universal Market Integrity Rules changes (PDF)

IIROC Notices and Guidance Search

In this section:

Universal Market Integrity Rules

  • Interim Rules
    • Policy Initiatives
    • Investment Dealer and Partially Consolidated Rules
    • Mutual Fund Dealer Rules
    • Universal Market Integrity Rules
Logos of IIROC and MFDA
  • Website Terms of Use
  • Accessibility
  • Contact Us
  • About New SRO
    • Executive Leadership Team
      • Andrew J. Kriegler
      • Jennifer Armstrong
      • Claudyne Bienvenu
      • Ian Campbell
      • Nigel Carpenter
      • Richard Korble
      • Karen McGuinness
      • Laura McNeil
      • Victoria Pinnington
      • Elsa Renzella
    • Board of Directors
      • Tim Hodgson (Chair)
      • Patricia Callon
      • Kathryn Chisholm
      • Debra Doucette
      • Luc Fortin
      • Robert Frances
      • Miranda Hubbs
      • Michelle Khalili
      • Louis Marcotte
      • Philip Mayers
      • Timothy Mills
      • Jennifer Newman
      • Laura Tamblyn Watts
      • Janet Woodruff
    • Careers
    • Governance & Bylaws
    • National Council and Regional Councils
    • Board Committees
    • Advisory Committees
      • National Advisory Committee
      • Conduct, Compliance and Legal Advisory Section (CCLS)
      • Proficiency Committee
      • Financial and Operations Advisory Section (FOAS)
      • Fixed Income Advisory Committee
      • Market Rules Advisory Committee (MRAC)
      • Policy Advisory Committee
  • Office of the Investor
  • Interim Rules
    • Policy Initiatives
    • Investment Dealer and Partially Consolidated Rules
    • Mutual Fund Dealer Rules
    • Universal Market Integrity Rules
  • Frequently Asked Questions (FAQs)
    • New SRO Investor Advisory Panel – Frequently Asked Questions (FAQs)
    • New SRO Interim Rules – Frequently Asked Questions
  • Mutual Fund Dealers - Québec
    • Members
    • Public
  • Becoming a Dealer Member
    • Becoming a Dual-Registered Firm