Have a complaint or a question?

If the matter relates to a firm or advisor formerly regulated by IIROC or trading on a Canadian marketplace, please contact our IIROC division. 

If the matter relates to a firm or advisor formerly regulated by the MFDA, please contact our MFDA division to submit a complaint. For general inquiries, please email [email protected] or call 1-888-466-6332 (Option #1).

If you’re not sure, please reach out to either our IIROC division at 1-877-442-4322 or [email protected] or our MFDA division at 1-888-466-6332 or [email protected]. Either division will ensure your complaint is directed to the right place.