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Executive Leadership Team
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Careers
Governance & Bylaws
National Council and Regional Councils
Board Committees
Advisory Committees
Office of the Investor
Office of the Investor
Interim Rules
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Interim Rules
close
Policy Initiatives
Investment Dealer and Partially Consolidated Rules
Mutual Fund Dealer Rules
Universal Market Integrity Rules
Frequently Asked Questions (FAQs)
Back
Frequently Asked Questions (FAQs)
close
New SRO Investor Advisory Panel – Frequently Asked Questions (FAQs)
New SRO Interim Rules – Frequently Asked Questions
Mutual Fund Dealers - Québec
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Mutual Fund Dealers - Québec
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Members
Public
Becoming a Dealer Member
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Becoming a Dealer Member
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Becoming a Dual-Registered Firm
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In this section...
In this section:
About New SRO
Executive Leadership Team
Andrew J. Kriegler
Jennifer Armstrong
Claudyne Bienvenu
Ian Campbell
Nigel Carpenter
Richard Korble
Karen McGuinness
Laura McNeil
Victoria Pinnington
Elsa Renzella
Board of Directors
Tim Hodgson (Chair)
Patricia Callon
Kathryn Chisholm
Debra Doucette
Luc Fortin
Robert Frances
Miranda Hubbs
Michelle Khalili
Louis Marcotte
Philip Mayers
Timothy Mills
Jennifer Newman
Laura Tamblyn Watts
Janet Woodruff
Careers
Governance & Bylaws
National Council and Regional Councils
Board Committees
Advisory Committees
National Advisory Committee
Conduct, Compliance and Legal Advisory Section (CCLS)
Proficiency Committee
Financial and Operations Advisory Section (FOAS)
Fixed Income Advisory Committee
Market Rules Advisory Committee (MRAC)
Policy Advisory Committee
Office of the Investor
Interim Rules
Policy Initiatives
Investment Dealer and Partially Consolidated Rules
Mutual Fund Dealer Rules
Universal Market Integrity Rules
Frequently Asked Questions (FAQs)
New SRO Investor Advisory Panel – Frequently Asked Questions (FAQs)
New SRO Interim Rules – Frequently Asked Questions
Mutual Fund Dealers - Québec
Members
Public
Becoming a Dealer Member
Becoming a Dual-Registered Firm
