Karen McGuinness

Senior Vice-President, MFD Member Regulation, Membership Intake & Innovation
Karen McGuinness

Karen McGuinness is responsible for MFD Member Regulation, Membership Intake & Innovation and the Office of the Investor.

Prior to her current role, Karen was most recently President and CEO of the Mutual Fund Dealer Association (MFDA), New Self-Regulatory Organization of Canada‘s predecessor organization. Prior to that she was Senior Vice-President, Member Regulation managing of the MFDA’s Compliance, Financial Compliance, Member Education and Membership Services Departments.

Karen has previously held positions in the Enforcement Branch at the Ontario Securities Commission and as a Manager in the Litigation, Valuation and Forensic Services department of a large international accounting firm.