Policy Advisory Committee

The Policy Advisory Committee (PAC) is comprised of officers and senior employees of New SRO Members and the Chairs of the New SRO Regional Councils. The PAC provides advice, comments and reports to the New SRO on a variety of matters including regulatory and policy initiatives and industry trends and practices. Members of the PAC have been selected with a view to ensuring that the PAC is reasonably representative of New SRO membership.

Members of the PAC:

Name Organization
Joseph Bajic Assante Financial Management Ltd.
Darlene Barker Desjardins Financial Security Investments Inc.
Jason P. Downey BMO Private Wealth
Lesley Duffy Quadrus Investment Services Ltd.
Jaime Fonseca CIBC Securities Inc.
Daniel Good D.W. Good Investment Company Ltd.
David Grad PFSL Investments Canada Ltd.
Cheryl Hamilton HUB Capital Inc.
Mary Ingarao Sun Life Financial Investment Services (Canada) Inc.
John Kennedy National Bank Investments
Christine Leclair-Day Sterling Mutuals Inc.
Brian Prosser B2B Bank Financial Services Inc.
Martha Rafuse Royal Mutual Funds Inc.
James Samanta Investia Financial Services Inc.
David Webb Fernhill Financial Corporation

(As at November 17, 2022)

Ad Hoc Working Groups

Ad Hoc Working Groups will be established by New SRO staff from time to time, as required, comprising a small number of individuals who will be invited to participate with New SRO staff in developing recommendations respecting particular policy initiatives.