The Policy Advisory Committee (PAC) is comprised of officers and senior employees of New SRO Members and the Chairs of the New SRO Regional Councils. The PAC provides advice, comments and reports to the New SRO on a variety of matters including regulatory and policy initiatives and industry trends and practices. Members of the PAC have been selected with a view to ensuring that the PAC is reasonably representative of New SRO membership.
Members of the PAC:
Assante Financial Management Ltd.
Desjardins Financial Security Investments Inc.
Jason P. Downey
BMO Private Wealth
Quadrus Investment Services Ltd.
CIBC Securities Inc.
D.W. Good Investment Company Ltd.
PFSL Investments Canada Ltd.
HUB Capital Inc.
Sun Life Financial Investment Services (Canada) Inc.
National Bank Investments
Sterling Mutuals Inc.
B2B Bank Financial Services Inc.
Royal Mutual Funds Inc.
Investia Financial Services Inc.
Fernhill Financial Corporation
(As at November 17, 2022)
Ad Hoc Working Groups
Ad Hoc Working Groups will be established by New SRO staff from time to time, as required, comprising a small number of individuals who will be invited to participate with New SRO staff in developing recommendations respecting particular policy initiatives.