MFDA and IIROC Members approve the creation of a single new SRO

Members of the MFDA and the IIROC have passed a special resolution approving the amalgamation of the two self-regulatory organizations (SROs).

New SRO Rules

The Investment Dealer Rules and Partially Consolidated Rules, the Mutual Fund Dealer Rules, and the Universal Market Integrity Rules (UMIR) comprise New SRO’s regulatory framework.

Access the Interim Rules
SRO circles